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Creators/Authors contains: "Lee_Swindlehurst, A"

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  1. To reap the benefits of reconfigurable intelligent surfaces (RIS), channel state information (CSI) is generally required. However, CSI acquisition in RIS systems is challenging and often results in very large pilot overhead, especially in unstructured channel environments. Consequently, the RIS channel estimation problem has attracted a lot of interest and also been a subject of intense study in recent years. In this paper, we propose a decision-directed RIS channel estimation framework for general unstructured channel models. The employed RIS contains some hybrid elements that can simultaneously reflect and sense the incoming signal. We show that with the help of the hybrid RIS elements, it is possible to accurately recover the CSI with a pilot overhead proportional to the number of users. Therefore, the proposed framework substantially improves the system spectral efficiency compared to systems with passive RIS arrays since the pilot overhead in passive RIS systems is proportional to the number of RIS elements times the number of users. We also perform a detailed spectral efficiency analysis for both the pilot-directed and decision-directed frameworks. Our analysis takes into account both the channel estimation and data detection errors at both the RIS and the BS. Finally, we present numerous simulation results to verify the accuracy of the analysis as well as to show the benefits of the proposed decision-directed framework. 
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  2. Reconfigurable intelligent surface (RIS) technology is emerging as a promising technique for performance enhancement for next-generation wireless networks. This paper investigates the physical layer security of an RIS-assisted multiple-antenna communication system in the presence of random spatially distributed eavesdroppers. The RIS-to-ground channels are assumed to experience Rician fading. Using stochastic geometry, exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and closed-form expressions for the secrecy outage probability (SOP) and the ergodic secrecy capacity (ESC) are obtained to provide insightful guidelines for system design. First, the secrecy diversity order is obtained as 2α2 , where α2 denotes the path loss exponent of the RIS-to-ground links. Then, it is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, N, and the impact of the number of transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. Moreover, it is also found that the density of randomly located eavesdroppers, λe , has an additive effect on the asymptotic ESC performance given by log2(1/λe) . Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations. 
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  3. A Reconfigurable Intelligent Surface (RIS) consists of many small reflective elements whose reflection properties can be adjusted to change the wireless propagation environment. Envisioned implementations require that each RIS element be connected to a controller, and as the number of RIS elements on a surface may be on the order of hundreds or more, the number of required electrical connectors creates a difficult wiring problem. A potential solution to this problem was previously proposed by the authors in which “biasing transmission lines” carrying standing waves are sampled at each RIS location to produce the desired bias voltage for each RIS element. This paper presents models for the RIS elements that account for mutual coupling and realistic varactor characteristics, as well as circuit models for sampling the transmission line to generate the RIS control signals. The paper investigates two techniques for conversion of the transmission line standing wave voltage to the varactor bias voltage, namely an envelope detector and a sample-and-hold circuit. The paper also develops a modal decomposition approach for generating standing waves that are able to generate beams and nulls in the resulting RIS radiation pattern that maximize either the Signal-to-Noise Ratio (SNR) or the Signal-to-Leakage-plus-Noise Ratio (SLNR). The paper provides five algorithms, two for the case of the envelope detector, one for the sample-and-hold circuit, one for pursuing the global minimum for both circuits, and one for simultaneous beam and null steering. Extensive simulation results show that while the envelope detector is simpler to implement, the sample-and-hold circuit has substantially better performance and runs in substantially less time. In addition, the wave-controlled RIS is able to generate strong beams and deep nulls in desired directions. This is in contrast with the case of arbitrary control of each varactor element and idealized RIS models. 
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  4. Integrated sensing and communication (ISAC) is a key enabling technique for future wireless networks owing to its efficient hardware and spectrum utilization. In this paper, we focus on dual-functional waveform design for a multi-input multi-output (MIMO) orthogonal frequency division multiplexing (OFDM) ISAC system, which is considered to be a promising solution for practical deployment. Since the dual-functional waveform carries communication information, its random nature leads to high range-Doppler sidelobes in the ambiguity function, which in turn degrades radar sensing performance. To suppress range- Doppler sidelobes, we propose a novel symbol-level precoding (SLP)-based waveform design for MIMO-OFDM ISAC systems by fully exploiting the available temporal degrees of freedom. Our goal is to minimize the range-Doppler integrated sidelobe level (ISL) while satisfying the constraints of target illumination power, multi-user communication quality of service (QoS), and constant-modulus transmission. To solve the resulting non-convex waveform design problem, we develop an efficient algorithm using the majorization-minimization (MM) and alternative direction method of multipliers (ADMM) methods. Simulation results show that the proposed waveform has significantly reduced range-Doppler sidelobes compared with signals designed only for communications and other baselines. In addition, the proposed waveform design achieves target detection and estimation performance close to that achievable by waveforms designed only for radar, which demonstrates the superiority of the proposed SLP-based ISAC approach. 
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    Free, publicly-accessible full text available February 1, 2026
  5. In this paper, we investigate the integration of integrated sensing and communication (ISAC) and reconfigurable intelligent surfaces (RIS) for providing wide-coverage and ultrareliable communication and high-accuracy sensing functions. In particular, we consider an RIS-assisted ISAC system in which a multi-antenna base station (BS) simultaneously performs multiuser multi-input single-output (MU-MISO) communications and radar sensing with the assistance of an RIS. We focus on both target detection and parameter estimation performance in terms of the signal-to-noise ratio (SNR) and Cramér-Rao bound (CRB), respectively. Two optimization problems are formulated for maximizing the achievable sum-rate of the multi-user communications under an SNR constraint for target detection or a CRB constraint for parameter estimation, the transmit power budget, and the unit-modulus constraint of the RIS reflection coefficients. Efficient algorithms are developed to solve these two complicated non-convex problems. We then extend the proposed joint design algorithms to the scenario with imperfect self-interference cancellation. Extensive simulation results demonstrate the advantages of the proposed joint beamforming and reflection designs compared with other schemes. In addition, it is shown that more RIS reflection elements bring larger performance gains for directof- arrival (DoA) estimation than for target detection. 
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